Potomac Analytics' Logo

FINRA Awards for L. Martin Miller

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0328512/22/2015Claimant(s): Kevon Glickman, Susan Glickman
Claimant Lawyers(s): Adam M. Green
Respondent(s): Wells Fargo Advisors, Leslie Margolies
Respondent Lawyers(s): Leslie Ann Margolies, Michael Naccarato
Arbitrator(s): John J. Jordan, L. Martin Miller, H. Gerald Nanos
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
13-0177110/29/2014Claimant(s): Robert Brendell
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., William Seyle
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Jim Geiger, John Michael Derderian, L. Martin Miller
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
10-0192312/14/2011Claimant(s): Karen Kramer, Richard Kramer IRA
Claimant Lawyers(s): Joel D. Feldman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): Guillermo L. Bosch, Margaret Mary Crumley, L. Martin Miller
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

3 Results

Display: