Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-06722 | 08/02/2011 | Claimant(s): Lon Isaacson, Michael Trerotola, Stephen Trerotola, Lon B. Isaacson Associates Claimant Lawyers(s): Lon B. Isaacson Respondent(s): UBS Securities LLC, James Shelburne, Joseph Sulentor, UBS Financial Services Inc., Michael Ladge, Richard Frankel, Shawn Patt, UBS AG Respondent Lawyers(s): Jeffrey W. Kramer, Kendra Canape Arbitrator(s): Michael D. Harrison, Robert Elman, W. Alex King Hearing Site: Los Angeles, CA |  | Expungement |
| 08-04774 | 04/01/2010 | Claimant(s): Joseph Vanek Claimant Lawyers(s): Alberto Rodriguez Respondent(s): UBS Securities LLC, Douglas Eaton, UBS Financial Services Inc., UBS AG Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): John F Fennig, Robert S. Sugarman, Michael Howard Rosenbloom Hearing Site: Chicago, IL | | Stipulated Award and Expungement |