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FINRA Awards for Alex Sabo

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0367608/02/2016Claimant(s): Earl Schlegel, Virginia Schlegel
Claimant Lawyers(s): Earl J. Schlegel
Respondent(s): Ann Hollis, Merrill Lynch Pierce Fenner & Smith Inc., Mitzi Michaelson
Respondent Lawyers(s): Alex Sabo
Arbitrator(s): Martin M. Van Luven
Hearing Site: Jacksonville, FL
Checkmark Icon$0
09-0250011/13/2009Claimant(s): Elizabeth Dankman
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Ellyn Mccolgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation
Respondent Lawyers(s): Alex Sabo, H. Thomas Fehn, Michael G. Shannon, Tracy L. Gerber
Arbitrator(s): Alexander I. Heckman, Peter A. Cartwright, Harold S. Stern
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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