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FINRA Awards for James Lacey

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0197205/31/2011Claimant(s): Deborah Traficante
Claimant Lawyers(s): Walter Birkel
Respondent(s): James Lacey, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Douglas Earl McLaren, Gerald B. Marcovsky, Darryl Michael Lee
Hearing Site: Washington, DC
Checkmark IconExpungement

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