Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00495 | 05/15/2013 | Claimant(s): John Trammell and Catherine Trammell Claimant Lawyers(s): V. Michael Arias Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jack A. Helms Hearing Site: Orlando, FL |  | Expungement |
| 11-02175 | 03/18/2013 | Claimant(s): Gary Rucker Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie Portera Arbitrator(s): Valerie J. Hamm, Darryl C. Wilson, Jack A. Helms Hearing Site: Tampa, FL | | Expungement |
| 11-00670 | 06/07/2012 | Claimant(s): Francis Bolduc Claimant Lawyers(s): Eric M. Rolinson Respondent(s): Wells Fargo Advisors, Susan Baiocco Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Stuart K. Furman, Greg Knight, Jack A. Helms Hearing Site: Orlando, FL | | Expungement |
| 09-06972 | 03/25/2011 | Claimant(s): Judy Walters Claimant Lawyers(s): Judy K Walters Respondent(s): Wachovia Securities, Robert Moler Respondent Lawyers(s): Daniel J. Gilfarb Arbitrator(s): Jack A. Helms Hearing Site: Tampa, FL | | $0 |
| 08-04321 | 02/01/2010 | Claimant(s): Abid A. Shah Trust UAD 9/12/92 Claimant Lawyers(s): W. Andrew Clayton Respondent(s): Clyde McMullen, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew Wolper Arbitrator(s): Edith N. Dinneen, Jack A. Helms, Keith M. Crouse Hearing Site: Tampa, FL | | $255,000 |