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FINRA Awards for Anthony Diaz

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0129301/19/2018Claimant(s): Ana DeFelice, Angelo Benedetto, Barbara Lake, Eugene Mahon, Gail Eichelberger, Gloria Kittner, Grace Warner, Harold Warner, Herbert Kittner, James Lake, Jane Hocking, John Eichelberger, John Hocking, Kenneth DeFelice, Marjann Mahon, Edward and Helen Kobal, Thomas and Arlene Richardson
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Anthony Diaz
Respondent Lawyers(s): Anthony Diaz
Arbitrator(s): Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
Checkmark Icon$4,339,300
13-0032311/04/2014Claimant(s): Bruce Kilby, Gail Kilby
Claimant Lawyers(s): Albert R. Murray
Respondent(s): Anthony Diaz
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Abraham Harry Bunis, Marilyn Chin, Joseph Antim Galati
Hearing Site: Newark, NJ
Checkmark Icon$219,940
13-0260808/27/2014Claimant(s): John Olson
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Anthony Diaz, Matrix Capital Group.
Respondent Lawyers(s): Gregg Breitbart, Rose M. Schindler
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
Checkmark Icon$31,000

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