10-04481 | 03/15/2013 | Claimant(s): Frank Tsuru, Stephanie Tsuru Claimant Lawyers(s): Scott D. Marrs Respondent(s): Brodie Cobb, Colin Carter, Jerome Deren, Julie Helwig, Presidio Capital Advisors, Llc, Presidio Financial Partners, L.L.C., Presidio Wealth Management Respondent Lawyers(s): Jennifer Evans Morris Arbitrator(s): Linda Broocks, David G. Beerbower, Arno C. Schwethelm Hearing Site: Houston, TX
| | Expungement |
09-05472 | 12/02/2010 | Claimant(s): Mary McIntire, Thomas Grant Claimant Lawyers(s): Eliot D. Shavin Respondent(s): John Sprague, AFS Brokerage., Evolve Securities., First Midamerica Investment Corporation, Sprague Captial Management Group Respondent Lawyers(s): David A. Calhoun, Douglas Hemke, Kenneth Shade, CCO, Patrick Lanier, Phillips A. Danks Arbitrator(s): Linda Broocks, William S. Hopkins, Michael S. Wilk Hearing Site: Houston, TX
| | $261,300 |
08-03252 | 10/26/2009 | Claimant(s): Lavon Voyles Claimant Lawyers(s): Richard H. Elliot Respondent(s): Walter Wilson, ING Financial Partners. Respondent Lawyers(s): Greg Moore Arbitrator(s): Linda Broocks, Philip I. McConnell, Lynne M. Gomez Hearing Site: Houston, TX
| | $300 |