Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02724 | 03/31/2023 | Claimant(s): Nicholas Kosley Claimant Lawyers(s): Nicholas A Kosley Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Barry Goldman Hearing Site: Cleveland, OH |  | $0 |
| 22-00807 | 03/27/2023 | Claimant(s): Edward McCoy, Shirley McCoy Claimant Lawyers(s): Edward A. McCoy Respondent(s): Charles Schwab & Co.., TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Michael S. Matek, Mark S. Foster, Susan Baker Teson Hearing Site: Kansas City, MO | | $300 |
| 22-00590 | 02/09/2023 | Claimant(s): Ricardo Aguirre Claimant Lawyers(s): Ricardo Aguirre Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Stephanie E. Simmons Hearing Site: Houston, TX | | Dismissed by Rules 12212(c), 12511(b) and 12603 |
| 22-00902 | 01/27/2023 | Claimant(s): Tom LeMieux Claimant Lawyers(s): Tom LeMieux Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Catherine Stewart Hearing Site: Manchester, NH | | $0 |
| 22-01513 | 12/19/2022 | Claimant(s): Sussan Hashemi Claimant Lawyers(s): Sussan Hashemi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | | $0 |
| 22-01068 | 11/23/2022 | Claimant(s): Cam Grace Porter, David Latimer Porter Claimant Lawyers(s): Howard Rosenfield Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Jill Pilgrim Hearing Site: Hartford, CT | | $0 |
| 22-01100 | 10/07/2022 | Claimant(s): Lester Tarver Claimant Lawyers(s): Lester Tarver Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | | $0 |
| 22-00136 | 07/22/2022 | Claimant(s): Zachary Pannell Claimant Lawyers(s): Zachary Pannell Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Karen Roberts Washington Hearing Site: Dallas, TX | | $0 |