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FINRA Awards for Michael I. Rauchway

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0190609/30/2021Claimant(s): Marcia Botsford
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Jacquelyn M. Shannon, Karl A. Vogeler, Michael I. Rauchway
Hearing Site: Tampa, FL
Checkmark IconExpungement
15-0289404/07/2017Claimant(s): Daniel Pesante Armstrong
Claimant Lawyers(s): W. Scott Greco
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Alise J. Henry, Joelle A. Simms
Arbitrator(s): Richard S. Zaifert, Ian S. Greig, Michael I. Rauchway
Hearing Site: Tampa, FL
Checkmark Icon$425

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