Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 07-03047 | 09/23/2008 | Claimant(s): Lisa Cavaliere Claimant Lawyers(s): Kevin P. Conway Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Thomas P. Briody Arbitrator(s): Aaron Friedman, Robert A. Vaccaro, William E. Nuckel Hearing Site: New York, NY |  | $0 |
| 04-05843 | 01/08/2008 | Claimant(s): Helen Wolff, The Helen Wolff Revocable Trust Claimant Lawyers(s): Rosalind Robertson Respondent(s): Ernest Caponegro, Herbert Kurinsky, Patrick Flanagan, Robert Rabinowitz, William Kurinsky, First Montauk Securities Corp. Respondent Lawyers(s): Matthew Tracy, Vincent P. Pozzuto Arbitrator(s): Robert A. Vaccaro, Michael S. Lazan, Howard A. Baker Hearing Site: New York, NY | | Stipulated Award and Expungement |