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FINRA Awards for Robert J. Gryzmala

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0023608/05/2022Claimant(s): Detalus Advisors
Claimant Lawyers(s): Donald J. Mehan
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Michael J. Tiffany
Arbitrator(s): Robert J. Gryzmala, MaryJane Rabier
Hearing Site: St. Louis, MO
Checkmark IconExpungement
17-0289608/06/2019Claimant(s): Edward Brucker, Eugene E. Brucker Revocable Trust DTD
Claimant Lawyers(s): Glenn E. Davis
Respondent(s): David Mesker, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Robert J. Gryzmala, James M. Stern, Kim L. Kirn
Hearing Site: St. Louis, MO
Checkmark Icon$170,379
14-0001712/22/2016Claimant(s): Robert McCrary, Robert L. McCrary, IRA
Claimant Lawyers(s): Martin M. Green
Respondent(s): Stifel, Nicolaus & Co.., Neil Harrison, Roger Compton
Respondent Lawyers(s): James C. Browning, Jr., Neil R. Harrison
Arbitrator(s): Robert J. Gryzmala, Joseph R. Soraghan, Albert J. Haller
Hearing Site: St. Louis, MO
Checkmark Icon$25,884
14-0034602/26/2015Claimant(s): Davin Wenner
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert J. Gryzmala, Joseph R. Soraghan, Frederick Michael Switzer
Hearing Site: St. Louis, MO
Checkmark Icon$0
07-0114711/18/2010Claimant(s): The Estate of Lessie M. Delk
Claimant Lawyers(s): John J. Allan
Respondent(s): Kelly Waller, A.G. Edwards & Sons.
Respondent Lawyers(s): Richard H. Kuhlman
Arbitrator(s): Robert J. Gryzmala, John R. Loss, Heath O. Lauseng
Hearing Site: St. Louis, MO
Checkmark Icon$0

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