| 22-00227 | 10/30/2023 | Claimant(s): Lauren Gazzola as AIF for Robert Gazzola, The Robert Gazzola Irrevocable Trust
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Jud Perkins, David Adams Reif, Ilene J Feldman
Hearing Site: Hartford, CT
|  | Dismissed by Rule 12212© |
| 22-01166 | 06/05/2023 | Claimant(s): Timothy Hladik
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Edward W. Morris, Peter M Cosel, Jud Perkins
Hearing Site: Providence, RI
| | Dissmissed by Rule 12206/12504 |
| 21-00467 | 04/13/2023 | Claimant(s): Donald Cariati, Carmine Cariati Rev Trust Feb 16, 2017
Claimant Lawyers(s): Richard Slavin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Edward W. Morris, Christopher Meisenkothen, Jud Perkins
Hearing Site: Hartford, CT
| | $0 |
| 17-00831 | 03/23/2018 | Claimant(s): Wayne Magao
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Adam Saper
Arbitrator(s): Gerard S. Marsan, Catherine Stewart, Jud Perkins
Hearing Site: Providence, RI
| | Expungement |
