FINRA Awards for Kathleen P. Helbig-Hannan

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Displaying 21-23 out of 23 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-01973	04/27/2010	Claimant(s): The Minette B. Fisher Family Trust, The Nanette L. Fisher Family Trust, The Roe Green Foundation, The Roe Green Trust Claimant Lawyers(s): James F. Koehler Respondent(s): Charles Schwab, Evelyn Dilsaver, George Pereira, Charles Schwab & Co.., Randall Merk, Robert Lewandowski, Roger Baranovic, Schwab Investments, The Charles Schwab Corporation Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Ellen Holland Keller, Kathleen P. Helbig-Hannan, Harold Dean Tolbert Hearing Site: Cleveland, OH		$310,074
09-03112	04/01/2010	Claimant(s): SMH Capital Inc. Claimant Lawyers(s): Martha F. McDugald Respondent(s): John Defini Respondent Lawyers(s): John Defini Arbitrator(s): Kathleen P. Helbig-Hannan Hearing Site: Cleveland, OH		$0
07-01427	04/24/2008	Claimant(s): Ellen Tedesco, Victor Tedesco Claimant Lawyers(s): Arnold Y. Steinberg Respondent(s): Christopher Murray, Michael Murphy, Olympia Asset Management Ltd. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Michael R. Stabile, Kathleen P. Helbig-Hannan Hearing Site: Pittsburgh, PA		$0