FINRA Awards for The Investment Center.

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03694	07/09/2018	Claimant(s): Joan Cassidy, Robert Cassidy Claimant Lawyers(s): Nicholas J Guiliano Respondent(s): The Investment Center. Respondent Lawyers(s): Denis Dice Arbitrator(s): Guillermo L. Bosch, Mark E. Hollern, Allen M. Kerpan Hearing Site: Philadelphia, PA		Expungement
11-02856	01/31/2013	Claimant(s): Phillip Korff Claimant Lawyers(s): Eliot Goldstein Respondent(s): The Investment Center. Respondent Lawyers(s): Joel M. Wertman Arbitrator(s): Mona Koppel Mitnick, Christopher M. McMurray, David Paul Clark Hearing Site: Washington, DC		$0
10-03477	10/20/2011	Claimant(s): Third Andresen Claimant Lawyers(s): Third H. Andresen Respondent(s): Jon Elayda, The Investment Center. Respondent Lawyers(s): Jon Nguyen Elayda, Peter B. Wells Arbitrator(s): William W. Anderson, G. E. Craig Doupe, Lawrence R. Mills Hearing Site: Seattle, WA		$0