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FINRA Awards for James S. Hazard

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0123707/25/2014Claimant(s): Ramona Wamba
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
Checkmark IconExpungement
12-0049109/27/2012Claimant(s): Randi Belin (aka Randi Rosen), Sylvia Belin
Claimant Lawyers(s): Christine Lazaro
Respondent(s): Wells Fargo Advisors, Jeri Cohen
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
Checkmark Icon$0

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