Potomac Analytics' Logo

FINRA Awards for Alan Steven Brodherson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0506804/01/2011Claimant(s): Five Rivers Assets Management
Claimant Lawyers(s): Robert E. Thompson
Respondent(s): Joseph Leschinsky, Interactive Brokers LLC
Respondent Lawyers(s): Jocelyn Barone Partridge, John J. Nielands
Arbitrator(s): Fred L. Simon, Eugene G. P. Byrne, Alan Steven Brodherson
Hearing Site: New York, NY
Checkmark Icon$0
08-0140703/02/2009Claimant(s): Bernard Patrusky, Meredith Patrusky, Meredith Patrusky & George Boronkay, Trs, Meredith Patrusky & Martin Semels, Tee
Claimant Lawyers(s): David L. Wales
Respondent(s): Linda Houston, Merrill Lynch Pierce Fenner & Smith Inc., Robert Boykoff
Respondent Lawyers(s): Catherine R. Murphy
Arbitrator(s): Ann Pinciss Berman, Theresa R. Joyner, Alan Steven Brodherson
Hearing Site: New York, NY
Checkmark Icon$0

2 Results

Display: