21-01270 | 03/14/2023 | Claimant(s): Larry Weisman, Weisman Enterprises Limited Partnership Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Charles Reiling, David Monahan, Francis Skinner, Luke Johnson, Matthew Rakerd, Coastal Equities., Coastal Investment Advisors., Legend Capital Group. Respondent Lawyers(s): Amir Tadjedin, Mickey B. Wright Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, Jerome Allan Landau Hearing Site: Phoenix, AZ
| | Expungement |
18-03492 | 10/14/2019 | Claimant(s): William Siu Claimant Lawyers(s): Jon A Titus Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Richard Kent Mahrle, John Joseph Welsh, Jerome Allan Landau Hearing Site: Phoenix, AZ
| | $330,000 |
17-02284 | 08/30/2019 | Claimant(s): Cynthia Dahlstrom, Dana Proctor, David Dahlstrom, David D. Dahlstrom & Cynthia G.Dahlstrom Claimant Lawyers(s): Anthony B. Bingham Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Ed Barkel Arbitrator(s): I Douglas Dunipace, Loren Scott Buell, Jerome Allan Landau Hearing Site: Phoenix, AZ
| | $0 |