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FINRA Awards for Frank M. Suttell

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0331411/25/2014Claimant(s): Egerton Bullock
Claimant Lawyers(s): Ann C. Northern
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Frank M. Suttell, Judith P. Brooks, Patricia A. DeWitt
Hearing Site: New York, NY
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09-0224304/21/2010Claimant(s): Green Family Holdings
Claimant Lawyers(s): Stephen Hochhauser
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Frank M. Suttell, Linda Yarden, Leona Beane
Hearing Site: New York, NY
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