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FINRA Awards for Wichita, KS

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0163410/28/2010Claimant(s): Robyn Brown
Claimant Lawyers(s): G. Andrew Marino
Respondent(s): Dustin Jackson, Jackson National Life Distributors LLC, Uvest Financial Services Group.
Respondent Lawyers(s): Jo Lanier Meeks, Sara Davis
Arbitrator(s): M. W. Gear
Hearing Site: Wichita, KS
Checkmark Icon$425
10-0137309/20/2010Claimant(s): Gary K. Maxwell (IRA)
Claimant Lawyers(s): Gary K. Maxwell
Respondent(s): Franklin Templeton Financial Services Co
Respondent Lawyers(s): David P. Goss
Arbitrator(s): M. W. Gear
Hearing Site: Wichita, KS
Checkmark Icon$57
07-0235402/27/2009Claimant(s): Sandra Pennington
Claimant Lawyers(s): Jeffrey S. Kruske
Respondent(s): Main Street Security
Respondent Lawyers(s): Rodney K. Vincent
Arbitrator(s): Murray S. Levin
Hearing Site: Wichita, KS
Checkmark Icon$14,337
06-0377604/22/2008Claimant(s): Jane Bueller, Janet Duval, Marguerite Dillon, Ray Dillon, JKG Investment Company, L.P., Betty L. Dillon Trust
Claimant Lawyers(s): Robert J. O'Connor
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): M. W. Gear, Thomas J. Cotrone, Irwin S. Sugerman
Hearing Site: Wichita, KS
Checkmark Icon$0

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