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FINRA Awards for Michael S. Kozlow

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0080304/15/2013Claimant(s): Myrna Kanter, The Myron A. Kanter Insurance Trust II
Claimant Lawyers(s): George L. Guerra
Respondent(s): Christopher Goslin, Jordan Kanter
Respondent Lawyers(s): Alan M. Wolper, George L. Guerra
Arbitrator(s): William F. Glaser, David F. Simon, Michael S. Kozlow
Hearing Site: Tampa, FL
Checkmark Icon$0
08-0479009/15/2009Claimant(s): Charles E. Solak 401K Profit Sharing Pla
Claimant Lawyers(s): Charles E. Solak
Respondent(s): Jeffrey Parr, John Shaw, Thomas Weisel Partners LLC
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): Charles Hoffman, Robert J. Saex, Michael S. Kozlow
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
07-0140905/15/2008Claimant(s): Eric Colman, Joan Colman
Claimant Lawyers(s): Joan Colman
Respondent(s): Andrew Costa, John Thomas, Costa Financial Securities.
Respondent Lawyers(s): Andrew J. Costa, President, John Thomas
Arbitrator(s): Barth Satuloff, Robert H. Loevin, Michael S. Kozlow
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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