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FINRA Awards for Richard Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0150106/10/2024Claimant(s): Robert Bass
Claimant Lawyers(s): Edison F. Baldwin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Langfred W. White, Richard K. Smith, Alan Daniel Hall
Hearing Site: Nashville, TN
Checkmark Icon$0
14-0235508/11/2015Claimant(s): Carolyn Walker, Danny Townsend, Jackson Walker, Mack Amerson, Martha Westmoreland, Marvel Smith, Merrilynn Teixeira, Richard Smith, Estate of Joan Hendrix, Deceased
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Perry Lee Taylor, Linda M. Granata, Samuel Appel
Hearing Site: Atlanta, GA
Checkmark Icon$1,282,560

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