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FINRA Awards for Comerica Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0283905/13/2019Claimant(s): Marissa Zalay
Claimant Lawyers(s): E. LeBron Free
Respondent(s): UBS Financial Services Inc., Michael Cowan, Comerica Securities
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Darryl C. Wilson, Martin M. Van Luven, Oliver J. Janney
Hearing Site: Tampa, FL
Checkmark IconDismissed by Rule 12206/12504
10-0170802/15/2011Claimant(s): Joseph Rich, Lenore Rich
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dan Barish, Comerica Securities
Respondent Lawyers(s): Michael C. Simoni
Arbitrator(s): Michael J. Meeusen, Steven R. Briggs, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
Checkmark Icon$0

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