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FINRA Awards for Robert N. Duggan

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0446509/21/2009Claimant(s): Ruth Grafton
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Joe Carrino, Matthew Waddell, Troy Goldberg
Respondent Lawyers(s): David A. Rolling, Matthew Waddell
Arbitrator(s): Simone Sicola, Robert N. Duggan, Christopher Mark Aiello
Hearing Site: Orlando, FL
Checkmark Icon$11,500
07-0329011/04/2008Claimant(s): Patricia Gorski
Claimant Lawyers(s): Allan P. Whitehead
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Brian D. Elias
Arbitrator(s): Robert N. Duggan, Mitchel Weiss, Clarence B. Johnson, CLU, ChFC
Hearing Site: Orlando, FL
Checkmark Icon$0

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