Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03758 | 08/06/2015 | Claimant(s): Alexander Walbridge Rumpf, Nancy Cornell Rumpf, Samuel Thayer Rumpf Claimant Lawyers(s): William R. Lindsley Respondent(s): Carter Smith, Jeffrey Catlin, Jeffrey Smith, UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jeffrey M. Bain, Harvey Michael Rosenberg, Robert H. Baker Hearing Site: Cleveland, OH |  | Expungement |
| 12-02890 | 03/19/2014 | Claimant(s): Jeffrey Smith Claimant Lawyers(s): B. David Jarashow Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Ronald L. Cheney Hearing Site: Manchester, NH | | $0 |