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FINRA Awards for John Carris Investments LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0120007/27/2016Claimant(s): Henry Johansen
Claimant Lawyers(s): David Liebrader
Respondent(s): George Carris, Joseph Principe, Vladimir Belyaev, John Carris Investments LLC
Respondent Lawyers(s): George William Carris, Joseph Principe, Vladimir Belyaev
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
Checkmark Icon$10,560
13-0091703/09/2016Claimant(s): Jiu Zhang
Claimant Lawyers(s): Stephen A. Katz
Respondent(s): George Carris, Brockington Securities., John Carris Investments LLC
Respondent Lawyers(s): George Carris, Robert Delvecchio
Arbitrator(s): Evdokia Sofos, Lynne M. Reid-McQueen, Alejandro Miguel Garro
Hearing Site: New York, NY
Checkmark Icon$0
14-0121305/07/2015Claimant(s): Cathie Legault, Ronald Legault
Claimant Lawyers(s): Gary Menzer, Michael Hill
Respondent(s): George Carris, Jason Barter, John Carris Investments LLC
Respondent Lawyers(s): George William Carris, Jason Christian Barter
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark Icon$205,269

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