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FINRA Awards for Steven D

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0344012/01/2016Claimant(s): George and Gloria Brooks
Claimant Lawyers(s): Steven D, Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): George S. Willingham, Harvey R. Linder, James C. Hoover
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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