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FINRA Awards for Mary H. Cory

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0171304/26/2013Claimant(s): Ronald J. DiMaio and Annette F. DiMaio
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Mary H. Cory, Edward R. Niederriter, Gerald M. Siegel
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
09-0505012/20/2010Claimant(s): Jeffrey Penner, Phyllis Penner
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Herbert J. Sims & Co. Inc.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Mark C. Perry, James W. Geiger, Mary H. Cory
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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