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FINRA Awards for Jack Stein

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0042211/13/2013Claimant(s): Randy Maslow
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Katherine M. Jensen
Arbitrator(s): Jack Stein, Steven Gerard Goerke, Richard Carl Smukler
Hearing Site: Boca Raton, FL
Checkmark Icon$0
11-0459202/20/2013Claimant(s): John Herl
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): John Greer
Respondent Lawyers(s): John Michael Greer
Arbitrator(s): Jack Stein, James W. Geiger, Daniel P. Lund
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$390,800
06-0515604/02/2008Claimant(s): Carlos Robledo
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Jack Stein, Richard S. Herman, Marshall Scott Milinski
Hearing Site: Boca Raton, FL
Checkmark Icon$8,536

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