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FINRA Awards for 1st Discount Brokerage.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0318210/28/2014Claimant(s): Man Fong Wong
Claimant Lawyers(s): John J O'Connell
Respondent(s): 1st Discount Brokerage.
Respondent Lawyers(s): Robert G. Haile
Arbitrator(s): William G. Binckes, Irene C. Warshauer, Alida D. Camp
Hearing Site: New York, NY
Checkmark Icon$5,994
09-0390808/18/2010Claimant(s): Barbara Wammer, Nelson Irrevocable Trust, Nelson Marital Trust
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): Kenneth Myers, 1st Discount Brokerage.
Respondent Lawyers(s): Susan Yoffee
Arbitrator(s): Gary H. Kahn, Juleanne A. Thiebaut, Mary Margaret Bush
Hearing Site: San Francisco, CA
Checkmark Icon$202,300

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