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FINRA Awards for Grace Financial Group LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0346607/02/2014Claimant(s): ZPR Investment Management.
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Timothy Kebbe
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
Checkmark Icon$35,710
12-0383507/10/2013Claimant(s): Henry Hancock, Khalid Nazir, Richard Dino, Sandra Hershberg, James Goodman IRA, Jonathan Lobatto IRA, James L. Fosshage Profit Sharing Plan, Steffke Family Revocable Trust, The Red Trust
Claimant Lawyers(s): Phillip J. Snyderburn
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): William Kebbe, Esq.
Arbitrator(s): Beverly S. Gordon
Hearing Site: Orlando, FL
Checkmark Icon$51,600

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