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FINRA Awards for Jonathan H. Stein

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0140111/07/2018Claimant(s): Margo Norman
Claimant Lawyers(s): Jonathan Stein
Respondent(s): Jack Woodward, Raymond, James & Associates.
Respondent Lawyers(s): Bertrand C. Moser, Gianluca Morello
Arbitrator(s): Jo-Marie Lisa, Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
Checkmark IconExpungement
10-0351410/27/2011Claimant(s): James Welsh
Claimant Lawyers(s): John R. Kiefner
Respondent(s): TD Ameritrade., Bellevue Chicago
Respondent Lawyers(s): Brent T. Starks, Justin Garbaccio
Arbitrator(s): Langfred W. White, Gregory D. Hoffmann, Jonathan H. Stein
Hearing Site: Tampa, FL
Checkmark Icon$40,110

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