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FINRA Awards for Timothy A. Canning

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0478609/27/2007Claimant(s): Mindy Bokser
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Andrew Israel, Anthony Kirincic, David Lindner, Jay Frost, Kirlin Securities.
Respondent Lawyers(s): Isaac M. Zucker, Jay Frost
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
Checkmark IconSettlement
03-0472809/07/2007Claimant(s): Amin Merchant, Apex Trading House
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Edward So, Charles Schwab & Co.., Prudential Equity Group
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Jarrott T. Miller, Richard L. Rubin, Mario Henry Barsotti
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0038308/22/2007Claimant(s): Chizuko Shahzad and Syed Mobin Shahzad
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): James H. Bowersox
Hearing Site: San Diego, CA
Checkmark Icon$213

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