FINRA Awards for David Sturgeon-Garcia

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00408	10/15/2021	Claimant(s): Mary Gilotti, Vincent Gilotti Claimant Lawyers(s): David Sturgeon-Garcia Respondent(s): Mutual Securities., Aaron Jasper, Julie Cohen, Mitchell Voss, Nicholas Damiani, Ryan Sabol Respondent Lawyers(s): Jason T. Dennett Arbitrator(s): Margaret Leggett Tarver, M. Melvin Shralow, Sheila Mercedes Griffith Hearing Site: Philadelphia, PA		$716,250
19-02076	10/22/2020	Claimant(s): Janice Alzado-Lotz Claimant Lawyers(s): David Sturgeon-Garcia Respondent(s): Mutual Securities., Aaron Jasper, Julie Cohen, Mitchell Voss, Nicholas Damiani, Ryan Sabol Respondent Lawyers(s): Jason T. Dennett Arbitrator(s): Charles G. Michaels, Jo-Marie Lisa, Deanna M. Tuley Hearing Site: Denver, CO		Dismissed
14-03857	01/13/2020	Claimant(s): Charlotte B. Milliner SEP IRA, Charlotte B Milliner Trust dtd 1/30/1997 Claimant Lawyers(s): David Sturgeon-Garcia Respondent(s): Mary Evans, Thomas Bock Respondent Lawyers(s): Frances Menzer Arbitrator(s): Herbert Liberman, Donald H. Korn, Shawn Ridgell Hearing Site: San Francisco, CA		$773,527