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FINRA Awards for Joseph Gunnar & Co.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0108402/15/2022Claimant(s): Antonia Hieronymus, Daniel Hassett, David Freshwater, Joseph Reilly, Steven Rothstein, Vijay Ande
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Roy B. Gonas, Michael J. Quarequio, Joseph Benalt
Hearing Site: Boca Raton, FL
Checkmark Icon$512,731
14-0002912/03/2015Claimant(s): Irving Nast
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Brian Hagerman, John Matthews, Equities Trading Corporation, Global Arena Capital Corp, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor, Ronald S. Herzog
Arbitrator(s): Edward J. Costello, Alan M. Rosen, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0219311/04/2013Claimant(s): Gerard Sagliocca
Claimant Lawyers(s): Gerard J. Sagliocca
Respondent(s): Michael Kaplan, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor, Michael Kaplan
Arbitrator(s): Mitchell S. Friedman
Hearing Site: Albany, NY
Checkmark Icon$0
06-0358408/01/2008Claimant(s): Clyde Bridgeman
Claimant Lawyers(s): Alan F. Block
Respondent(s): Michael Camp, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Ronald A. Lavery, David John Diersen, Michael S. Jordan
Hearing Site: Chicago, IL
Checkmark Icon$107,000

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