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FINRA Awards for Sanford S. Finder

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0051507/28/2015Claimant(s): Jamesa Selleck
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Wells Fargo Advisors, Renita McDougal
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Richard H. Potter, Sanford S. Finder, Daniel Lee Tedrick
Hearing Site: Charlotte, NC
Checkmark IconExpungement
14-0077406/15/2015Claimant(s): Jerry Dean, Jerry Dean IRA, Roth IRA and SEP IRA
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Mollie Wagner Neal, Sanford S. Finder, Harvey Russell Preston
Hearing Site: Columbia, SC
Checkmark Icon$122,000

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