FINRA Awards for The Samuel F. Elam Rev. Living Trust

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00217	08/09/2013	Claimant(s): Samuel Elam, The Samuel F. Elam Rev. Living Trust Claimant Lawyers(s): Susan R. Healy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David J. Butler Arbitrator(s): Emily J. Lewis, Louis V. Imundo, Dale A. Crawford Hearing Site: Columbus, OH		Expungement