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FINRA Awards for June White Dillard

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0369812/14/2011Claimant(s): James Heiser, Joan Heiser
Claimant Lawyers(s): James H. West
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Donald R. Giacomelli, June White Dillard, Brenda J. Stovall
Hearing Site: Baltimore, MD
Checkmark Icon$116,967
09-0467205/19/2010Claimant(s): Ian Knight, Ian Knight Individual Retirement Account, Ian Knight SEP IRA
Claimant Lawyers(s): Arthur M Schwartzstein
Respondent(s): Frank Shull, Lara, Shull & May
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Louis Nebel, June White Dillard, Shelley Simons Korch
Hearing Site: Washington, DC
Checkmark Icon$65,000

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