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FINRA Awards for Peter B. Wells

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0119406/26/2013Claimant(s): United Micronesia Development Assoc.
Claimant Lawyers(s): Robert J. O'Connor
Respondent(s): Wells Fargo Advisors, James Davis, Sanders Morris Harris Inc.
Respondent Lawyers(s): Ben Suter, Peter B. Wells, Will S. Montgomery
Arbitrator(s): Carol M. Egan, Elmo E. Wedderburn, Tobin B. Swanson
Hearing Site: Honolulu, HI
Checkmark Icon$100,000
10-0347710/20/2011Claimant(s): Third Andresen
Claimant Lawyers(s): Third H. Andresen
Respondent(s): Jon Elayda, The Investment Center.
Respondent Lawyers(s): Jon Nguyen Elayda, Peter B. Wells
Arbitrator(s): William W. Anderson, G. E. Craig Doupe, Lawrence R. Mills
Hearing Site: Seattle, WA
Checkmark Icon$0

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