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FINRA Awards for Norma Peters and Craig Shields

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0026407/24/2014Claimant(s): Norma Peters and Craig Shields
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Pamela H. Roderick, Sandra J. Mullings, Joseph I. Liebman
Hearing Site: New York, NY
Checkmark IconExpungement

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