FINRA Awards for UMB Financial Services.

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03388	04/19/2021	Claimant(s): Daria Haidukova Claimant Lawyers(s): Daria Haidukova Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, UMB Financial Services. Respondent Lawyers(s): Eric D. Martin, Patrick S. Christensen Arbitrator(s): Joyce L. Hurley, Richard William DeWeese, Kendall C. Reed Hearing Site: Los Angeles, CA		Dismissed by Rule 12212
20-03350	04/09/2021	Claimant(s): Iouri Bobrov Claimant Lawyers(s): Iouri Bobrov Respondent(s): Fidelity Brokerage Services LLC, UMB Financial Services. Respondent Lawyers(s): Eric. D. Martin, Noah D. Sorkin Arbitrator(s): Kendall C. Reed, Andrea Luise Halperin, David Harvey Failer Hearing Site: Los Angeles, CA		Dismissed by Rule 12212
09-03271	02/12/2010	Claimant(s): Estate of Roger D. Emling Claimant Lawyers(s): Christopher T. O'Connor Respondent(s): UMB Financial Services. Respondent Lawyers(s): Donald D. McBride Arbitrator(s): Anthony J. Soukenik, Julie L. DeWitt, James M. Stern Hearing Site: St. Louis, MO		$0