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FINRA Awards for Darlene Pasieczny

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0129408/28/2024Claimant(s): Jane Hagelstein, Jane A. Hagelstein Roth IRA
Claimant Lawyers(s): Darlene Pasieczny
Respondent(s): Caryn Alles, Morgan Stanley
Respondent Lawyers(s): Emily Z. Culbertson
Arbitrator(s): John M. Casey, Bryon Scott, Crystal Rose O'Grady
Hearing Site: Portland, OR
Checkmark Icon$0
16-0253206/07/2017Claimant(s): Jacqueline L. Bowers Roth IRA, PBS Living Trust
Claimant Lawyers(s): Darlene Pasieczny
Respondent(s): Aaron Brodt, Janet Ross, Wayne Miiller, Accelerated Capital Group, Ashton Thomas Private Wealth
Respondent Lawyers(s): Brian A. Lebrecht, Mark D. Chester
Arbitrator(s): Deana S. Peck, Loren Scott Buell, Roger A. Geddes
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
14-0103003/10/2015Claimant(s): Jeffrey Wertz, Kathryn Madison
Claimant Lawyers(s): Darlene Pasieczny, Robert S. Banks
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Paul R. Meyer
Hearing Site: Portland, OR
Checkmark Icon$0

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