Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03823 | 10/20/2016 | Claimant(s): Doretta Hennan, Philip Henann Claimant Lawyers(s): Lars K. Soreide Respondent(s): National Securities Corporation, Robert Child Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Robert G. Geeseman, Glenn Franklin Fuller Hearing Site: Miami, FL |  | Expungement |
| 15-00097 | 06/22/2016 | Claimant(s): John McNicholas, Natalie Illig McNicholas Claimant Lawyers(s): Justin Sauerwald Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jeffrey L. Friedman Arbitrator(s): Seth L. Finkel, Gerald Silverman, Glenn Franklin Fuller Hearing Site: Miami, FL | | Expungement |
| 12-00949 | 02/20/2013 | Claimant(s): Anthonio Ricatti, Dana Ganci, Gloria Helman, John Ganci, Michael Allard Claimant Lawyers(s): Joshua A. Katz Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter King Arbitrator(s): Linda M. Granata, Michael A. Levin, Glenn Franklin Fuller Hearing Site: Ft. Lauderdale, FL | | Dismissed by Rule 12206 |