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FINRA Awards for Judd R. Spray

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0138507/16/2021Claimant(s): James Meeker, Dorothy Lorentzen Trust, James Meeker Discretionary Trust
Claimant Lawyers(s): Judd R. Spray
Respondent(s): Jeffrey Sullivan, Steven Ayer, HighTower Advisors, Hightower Securities
Respondent Lawyers(s): Meghan E. Flinn
Arbitrator(s): Sandra D. Parker, Paul Bennett Marrow, Brian John Gallagher
Hearing Site: New York, NY
Checkmark Icon$425

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