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FINRA Awards for Kirk G. Smith

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0373607/21/2009Claimant(s): Natasha Shliapnikoff, Rodion Nahapetov
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Carolyn V. Quadt
Hearing Site: Los Angeles, CA
Checkmark Icon$3,000
06-0448011/07/2008Claimant(s): Phyllis Francis
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Norris D. Wolff, William R.H. Martin, Robert A. Cohen
Hearing Site: Newark, NJ
Checkmark Icon$0
07-0071509/28/2007Claimant(s): Luther Oakes
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Irwin S. Sugerman, Leon T. Roberts, Sam T. Heuer
Hearing Site: Jackson, MS
Checkmark Icon$0

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