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FINRA Awards for Evan Way

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0266102/12/2021Claimant(s): Louis Maryland, Louis Maryland Trust Estate, Louis Maryland Sec. 142 Trust
Claimant Lawyers(s): Craig K. Hemphill
Respondent(s): Julia Klammer, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Evan Way
Arbitrator(s): Daniel J. Pagnano, William Walter Cathriner, Tracie Jackson
Hearing Site: Houston, TX
Checkmark IconExpungement
19-0126605/26/2020Claimant(s): Jill Testa
Claimant Lawyers(s): John Drohan
Respondent(s): Daniel Gerschel, Michael Bromberg, Merrill Lynch Pierce Fenner & Smith Inc., Robert Mancino
Respondent Lawyers(s): Evan Way
Arbitrator(s): Howard L. Sobel, Morton S. Bunis, Martin Deignan Dehler
Hearing Site: New York, NY
Checkmark Icon$0

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