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FINRA Awards for Michael Myers

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0352502/26/2015Claimant(s): Beatrice Dohrn, Jennifer Middleton
Claimant Lawyers(s): Leslie Akins
Respondent(s): Michael Myers, SII Investments.
Respondent Lawyers(s): Ryan D. Harvey
Arbitrator(s): Martin Jonathan Barrack, Larry T. Coady, William H. King
Hearing Site: Portland, OR
Checkmark IconExpungement
11-0420304/18/2013Claimant(s): Sharon Dunning
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Michael Myers
Respondent Lawyers(s): William A. Bryan
Arbitrator(s): Richard E. Miley
Hearing Site: Columbia, SC
Checkmark IconExpungement
11-0262302/12/2013Claimant(s): Michael Myers, Susan Myers, Michael F. Myers MA Trust dtd 10/23/08, Michael F. Myers MA Trust dtd 12/3/08, Susan K. Myers Living Trust dtd 1/8/01, Susan Myers MA Trust dtd 7/11/08
Claimant Lawyers(s): Charles N. Freiberg
Respondent(s): Deutsche Bank Securities., Oppenheimer & Co.., Karl Hahn
Respondent Lawyers(s): Allan N. Taffet, Karl E. Hahn, Philip A. McLeod
Arbitrator(s): Linda M. Deola, Jonathan H. Krotinger, Susan J. Alexander
Hearing Site: San Francisco, CA
Checkmark Icon$934,193
07-0317505/22/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Myers
Respondent Lawyers(s): Michael Myers
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
Checkmark Icon$0

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