FINRA Awards for Philip Alan Johnson

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Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00152	10/19/2023	Claimant(s): Jenny Arnot Claimant Lawyers(s): Jenny Arnot Respondent(s): Daniel Baldwin, Morgan Stanley Respondent Lawyers(s): Suzette J. Barnes Arbitrator(s): Philip Alan Johnson Hearing Site: Portland, OR		$0
16-02585	12/12/2017	Claimant(s): Debra Bitney, Debra Bitney Rev. Trust U/A DTD 3/1/11 Claimant Lawyers(s): John W. Stephens Respondent(s): Morgan Stanley, Michael Louaillier, Morgan Stanley Wealth Management Respondent Lawyers(s): Lesley Tepper, Thomas V. Dulcich Arbitrator(s): Barbara M. Anscher, Peter Khalil, Philip Alan Johnson Hearing Site: Portland, OR		$170,362