Potomac Analytics' Logo

FINRA Awards for Securities America.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0311601/13/2011Claimant(s): Barbara F Raitzky
Claimant Lawyers(s): Barbara F. Raitzky
Respondent(s): Securities America., Richard Hoffman
Respondent Lawyers(s): Kelly R. Davis, Richard Horace Hoffman
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
Checkmark Icon$163
10-0001212/31/2010Claimant(s): Josephine Wayman
Claimant Lawyers(s): Joshua A. Waldman
Respondent(s): Securities America., Randall Talbott
Respondent Lawyers(s): Bruce M. Bettigole, Bryan M. Ward
Arbitrator(s): Joseph C. Watson, Joel D. Davidman, W. Alex King
Hearing Site: Los Angeles, CA
Checkmark Icon$1,155,470
10-0190912/01/2010Claimant(s): James Harrington
Claimant Lawyers(s): James E Harrington
Respondent(s): Securities America.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): Madelyn A. Levy, David J. Pine, Lori H. Carena
Hearing Site: New York, NY
Checkmark Icon$0

23 Results

Display: