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FINRA Awards for Kenneth J. Haim

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0291108/01/2012Claimant(s): Estate of Helen Marsh Exec. Wiliam Hass
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kenneth J. Haim
Arbitrator(s): E. William Pastor
Hearing Site: Philadelphia, PA
Checkmark Icon$0
11-0190607/20/2012Claimant(s): Mary-Louise Shaheen
Claimant Lawyers(s): Mary-Louise Shaheen
Respondent(s): Morgan Stanley, Paul Witte
Respondent Lawyers(s): Kenneth J. Haim, Raul Sanchez
Arbitrator(s): Carlos Richard Mangum, Herbert Liberman, Dean J. Dietrich
Hearing Site: San Francisco, CA
Checkmark Icon$0
11-0060404/11/2012Claimant(s): Peter Vranas
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kenneth J. Haim
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
Checkmark IconExpungement
11-0079304/05/2012Claimant(s): Elizabeth Dawson
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kenneth J. Haim
Arbitrator(s): Jeffrey R. Roth
Hearing Site: Ft. Lauderdale, FL
Checkmark IconExpungement
10-0507402/03/2012Claimant(s): Donn Philip Crane
Claimant Lawyers(s): Donn Philip Crane
Respondent(s): Jeramy Heath, Morgan Stanley
Respondent Lawyers(s): Kenneth J. Haim
Arbitrator(s): Jennifer L. Bliss
Hearing Site: Albany, NY
Checkmark Icon$0

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