FINRA Awards for Thomas A. Martin

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-13 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-01405	06/15/2016	Claimant(s): Kenneth Adams Claimant Lawyers(s): Kenneth W. Adams Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Thomas A. Martin, Edward Thomas Leech, Victoria P Jalo Hearing Site: Houston, TX		$0
11-03614	08/08/2013	Claimant(s): The Estate of James M. Grisebaum Claimant Lawyers(s): Eric Lipper Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): Thomas A. Martin, Juanita D. McKethan, Brian James Tagtmeier Hearing Site: Houston, TX		Expungement
09-06655	03/09/2011	Claimant(s): Adela Collado, Charles Colvin, Daniel Sears, Dawn Schuessler, Don Jones, Elizabeth Stein, Jimmy Burke, Jose Collado, Judy Strickland, Kenneth Sears, Nancy Gordon, Peggy Burke, Reine Sears, Richard Arispe, Shana Stein, Susan Hackney, Suzann Jones, Todd Burke, William Rhodes, C & C Erection Inc. Claimant Lawyers(s): Paul J. Dobrowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Stephen C. Carlin Arbitrator(s): Thomas A. Martin, Raymond C. Kerr, Maurice J. Fallas Hearing Site: Houston, TX		$0